Jim C. Manuel, CFED, holds multiple FINRA and state securities licenses that reflect decades of experience across securities, investment products, commodities, and supervisory roles. His qualifications demonstrate a deep understanding of regulatory standards and a long-standing commitment to professional excellence in the financial services industry.
Click here to download the report from CES.gov
FINRA & State Examinations Passed
Principal / Supervisory Exams
- Series 30 – NFA Branch Manager Examination
- Series 24 – General Securities Principal Examination
- Series 8 – General Securities Sales Supervisor Examination (Options & General Modules)
General Industry & Product Exams
- Series 7 – General Securities Representative Examination
- Series 6TO – Investment Company Products & Variable Contracts Representative Examination
- SIE – Securities Industry Essentials Examination
- Series 31 – Futures Managed Funds Examination
- Series 15 – Foreign Currency Options Examination
- Series 3 – National Commodity Futures Examination
State Securities Law Exams
- Series 63 – Uniform Securities Agent State Law Examination
- Series 65 – Uniform Investment Adviser Law Examination
